Posts tagged "FSRA"
Financial Planners and Compliance

Financial Planners and Compliance

Lately I’ve been speaking with a lot of people who are new to Financial Planning and I’ve noticed a bit of a theme to their questions. Basically they’re trying to understand the issues of compliance so an AdviserHead post was born. Whilst these people may have learnt the fundamentals of compliance during their studies, they still have...
Testing Times for Financial Advisers & Planners

Testing Times for Financial Advisers & Planners

If you’ve been in the financial planning industry for a few years, you’ll no doubt be very familiar with the rising occurrence of technical and psychometric testing that you can be asked to complete when changing licensees. For other professions, this kind of pre-employment testing has been around for many decades however, for the financial...
Tips for Experienced Advisers

Tips for Experienced Advisers

At AdviserHead we’ve added quite a few posts aimed at helping career changers or recently qualified people enter and understand the profession they’ve decided to pursue – financial planning. In this post, we’re going to focus on couple of key tips for experienced Financial Advisers to think about in today’s hectic job market. A quick search of...
Adviser Remuneration Structures

Adviser Remuneration Structures

We’ve seen and heard them all haven’t we?  From the truly shocking right through to the almost unbelievable. And there in lies the problem. There’s no consistency. It’s a given that almost every employer has a completely different structure. Then how come we’re always talking and sharing ideas on how to do it better? With...
What is RG146?

What is RG146?

In my recruitment role I’m often asked by candidates what RG146 actually is. I also spend a lot of time giving feedback to people who apply who don’t seem to have attained any recognisable qualifications to be an Adviser. To be fair, I’m really not surprised because it is a little tricky to understand. Many of these...

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